-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rx7rgow/l3agC3I8VLh7yGo7sDkKmdJyRLHwZLubTxiWNaI5iZ7lumQ1x/AMWwGv X+Rpj1BCyf/xkS6hw9pB+g== 0001144204-07-005889.txt : 20070208 0001144204-07-005889.hdr.sgml : 20070208 20070208150516 ACCESSION NUMBER: 0001144204-07-005889 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070208 DATE AS OF CHANGE: 20070208 GROUP MEMBERS: GEMINI MASTER FUND, LTD GROUP MEMBERS: GEMINI STRATEGIES, LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Xenonics Holdings, Inc. CENTRAL INDEX KEY: 0001289550 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 000000000 STATE OF INCORPORATION: NV FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80512 FILM NUMBER: 07592150 BUSINESS ADDRESS: STREET 1: 2236 RUTHERFORD RD., SUITE 123 CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-438-4004 MAIL ADDRESS: STREET 1: 2236 RUTHERFORD RD., SUITE 123 CITY: CARLSBAD STATE: CA ZIP: 92008 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Winters Steven CENTRAL INDEX KEY: 0001382954 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 858-480-2828 MAIL ADDRESS: STREET 1: C/O GEMINI MASTER FUND, LTD. STREET 2: 12220 EL CAMINO REAL, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92130 SC 13G 1 v064922_sc13g.htm Unassociated Document

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
SCHEDULE 13G
(Rule 13d-102)

Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c)
and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2

(AMENDMENT NO.___ )*
 
Xenonics Holdings, Inc.
(Name of Issuer)
 
Common Stock, $.001 par value
(Title of Class of Securities)
 
984117-10-1
(CUSIP Number)
 
February 2, 2007
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1 (b)
x Rule 13d-1 (c)
o Rule 13d-1 (d)
 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
(Continued on following pages)
 



Page 1 of 7 Pages




CUSIP No. 984117-10-1
13G
Page 2 of 7 Pages



1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Gemini Master Fund, Ltd.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP    
(a)  o
(b) x
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Cayman Islands
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
1,600,000
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
1,600,000
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,600,000
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
8.55%
12
TYPE OF REPORTING PERSON*
 
CO
 
* SEE INSTRUCTIONS BEFORE FILLING OUT!





CUSIP No. 984117-10-1
13G
Page 3 of 7 Pages
 

1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Gemini Strategies, LLC
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP    
(a)  o
(b) x
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
Delaware
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
1,600,000
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
1,600,000
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,000,000
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
8.55%
12
TYPE OF REPORTING PERSON*
 
OO
 
* SEE INSTRUCTIONS BEFORE FILLING OUT!





CUSIP No. 984117-10-1
13G
Page 4 of 7 Pages
 

1
NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Steven Winters
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP   
(a)  o
(b) x
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
5
SOLE VOTING POWER
 
0
6
SHARED VOTING POWER
 
1,600,000
7
SOLE DISPOSITIVE POWER
 
0
8
SHARED DISPOSITIVE POWER
 
1,600,000
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,000,000
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
 
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
 
8.55%
12
TYPE OF REPORTING PERSON*
 
IN
 
* SEE INSTRUCTIONS BEFORE FILLING OUT!






CUSIP No. 984117-10-1
13G
Page 5 of 7 Pages
Item 1(a).
Name of Issuer:
 
Xenonics Holdings, Inc.
 
Item 1(b).
Address of Issuer's Principal Executive Offices:
 
2236 Rutherford Road, Suite 123, Carlsbad, CA 92008-7297
 
Item 2(a).
Name of Persons Filing:
 
Gemini Master Fund, Ltd.
Gemini Strategies, LLC
Steven Winters
All of the securities covered by this report are owned directly by Gemini Master Fund, Ltd. Gemini Strategies, LLC is the investment manager of Gemini Master Fund, Ltd., and Steven Winters is the sole managing member of Gemini Strategies, LLC. As permitted by Rule 13d-4, the filing of this statement shall not be construed as an admission that either Gemini Strategies, LLC or Steven Winters is the beneficial owner of any of the securities covered by this statement, and each of Gemini Strategies, LLC and Steven Winters expressly disclaims any equitable or beneficial ownership of such securities.
 
Item 2(b).
Address of Principal Business Office or, if none, Residence:
 
Address for all filers: 12220 El Camino Real, Suite 400, San Diego, California 92130
 
Item 2(c).
Citizenship: 
 
Gemini Master Fund, Ltd. was organized under the laws of the Cayman Islands. 
Gemini Strategies, LLC was formed under the laws of the State of Delaware
Steven Winters is a United States citizen.
 
Item 2(d).
Title of Class of Securities:
 
Common Stock, $.001 par value
 
Item 2(e).
CUSIP Number:
 
984117-10-1
 
Item 3.
If this statement is filed pursuant to rule 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
 
Not Applicable
 
Item 4.
Ownership:
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 
(a)
Amount Beneficially Owned: 1,600,000 shares
 
Includes (i) 1,000,000 shares of Common Stock and (ii) 600,000 shares of Common Stock issuable upon exercise of warrants.

 
(b)
Percent of Class: 8.55%
 
Based upon 17,109,175 shares of Common Stock outstanding as of December 31, 2006 plus 1,000,000 shares of Common Stock issued to Gemini Master Fund, Ltd. as of February 2, 2007 and 600,000 shares of Common Stock issuable upon exercise of warrants issued to Gemini Master Fund, Ltd. on such date.

 






CUSIP No. 984117-10-1
13G
Page 6 of 7 Pages


 
(c)
Number of shares as to which such person has:
 
 
(i)
sole power to vote or to direct the vote: 0
 
 
(ii)
shared power to vote or to direct the vote: 1,600,000
 
 
(iii)
sole power to dispose or to direct the disposition of: 0
 
 
(iv)
shared power to dispose or to direct the disposition of: 1,600,000

Item 5.
Ownership of Five Percent or Less of a Class:
 

Item 6.
Ownership of More than Five Percent on Behalf of Another Person:
 
Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company of Control Person:
 
Not Applicable

Item 8.
Identification and Classification of Members of the Group:
 
Not Applicable
 
Item 9.
Notice of Dissolution of Group:
 
Not Applicable

Item 10.
Certification:
 
By signing below the undersigned certify that, to the best of its/his knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
 
 
 





CUSIP No. 984117-10-1
13G
Page 7 of 7 Pages

 
SIGNATURE
 
After reasonable inquiry and to the best of its/his knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
 
February 8, 2007
     
 
GEMINI MASTER FUND, LTD.
 
By:
GEMINI STRATEGIES, LLC, as investment manager
     
     
 
By:
/s/ Steven Winters
 
Name:
Steven Winters
 
Title:
Managing Member
     
 
GEMINI STRATEGIES, LLC
     
     
 
By:
/s/ Steven Winters
 
Name:
Steven Winters
 
Title:
Managing Member
     
     
   
/s/ Steven Winters
   
Steven Winters

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